Raymond Amoroso, III, Esq.

Raymond Amoroso, III, Esq.

Principal
Chief Compliance Officer
E-mail
Years of Experience
18
Education
J.D.-Seton Hall University School of Law
BS-Rutgers University

Ray Amoroso is the Chief Compliance Officer at O’Shaughnessy Asset Management (OSAM). Ray is an equity owner in OSAM and a member of the firm’s Operating Committee. Prior to joining the firm, Ray worked at Stark & Stark, P.C. a law firm focusing on providing legal and compliance services to Registered Investment Advisors. Ray specializes in the Investment Advisers Act of 1940, disclosure statements, marketing materials, ADV Forms and U-4s. He also has extensive experience in developing and negotiating business contracts, forming policies and procedures manuals, performing mock SEC audits and addressing ongoing compliance issues. Before joining Stark & Stark, P.C., Ray was a tax consultant for Bisys-DML Global Services LLP where his responsibilities included tax advisory services and compliance. From 1999 to 2001 Ray was with Deloitte & Touche, LLP where his role included tax compliance for corporations, partnerships, limited liability corporations, individuals and trusts. He is a member of the New York, New Jersey, and United States Supreme Court Bars, certified as an Authorized House Counsel by the Connecticut Bar, and was named as one of “The 20 Rising Stars of Compliance” in Institutional Investor News magazine. He is also a member of the National Society of Compliance Professionals and has passed the Series 7 & 63 Registered Representative, and 26 Registered Principal Securities Licensing Examinations, as well as the Canadian Securities Institute NEC(CSC/CPH) & PDO Exams. Ray holds a B.S. in Accounting from Rutgers University and a J.D. from Seton Hall University School of Law. He lives in Jackson, New Jersey with his wife and twin son and daughter.

Amy Bergman

Associate
Accountant
E-mail
Years of Experience
3
Education
MA-New York University
BA-University at Albany

Amy Bergman is an Accountant at O’Shaughnessy Asset Management (OSAM). Amy holds a B.A. degree in Psychology and Sociology from the University at Albany and an M.A. in Psychology (Social and Consumer Behavior) from New York University.

Jody Boles

Jody Boles

Associate
Executive Assistant
E-mail
Years of Experience
12
Education
Attended Boston University

Jody Boles is the Executive Assistant to O’Shaughnessy Asset Management (OSAM)’s President, Chris Loveless. Prior to joining OSAM, Jody was an Executive Assistant to the CIO and the CFO of Aladdin Capital. Before joining Aladdin Capital, Jody was the Owner/Trainer at Whispering Birch Farm in Newtown, CT.

Liz Cahill

Liz Cahill

Vice President
Accountant
E-mail
Years of Experience
11
Education
BS-Nyack College

Liz Cahill is an Accountant at O’Shaughnessy Asset Management (OSAM) and her responsibilities include client billing, accounts payable, and assisting with the month-end close process. Prior to joining OSAM, Liz was a Senior Financial Analyst at LifeCare Inc. where she was responsible for projecting and analyzing sales revenue, handling the monthly and quarterly account close process, and direct and indirect client billing. Liz holds a B.S. in Business Administration from Nyack College.

Ena Gong

Ena Gong

Associate Director
Executive Assistant & Office Manager
E-mail
Years of Experience
27
Education
BA-New York University

Ena Gong is the Executive Assistant to O’Shaughnessy Asset Management (OSAM)’s Chairman and Chief Executive Officer, Jim O'Shaughnessy. Additionally, Ena serves as the Office Manager for the firm. Prior to joining OSAM, Ena was the Executive Assistant supporting the Systematic Equity team at Bear Stearns Asset Management (BSAM). Before joining BSAM, Ena was the Executive Assistant to the President of Craig Drill Capital, LLC, where her responsibilities included overseeing all aspects of daily operations. Ena holds a B.A. in Economics and Political Science from New York University.

Claudia Shi

Claudia Shi

Managing Director
Director of Finance
E-mail
Years of Experience
15
Education
MBA-University of Connecticut
BS-Fudan University

Claudia Shi is the Director of Finance at O’Shaughnessy Asset Management (OSAM). Prior to joining OSAM, Claudia was a Senior Accountant at PricewaterhouseCoopers and a Senior Consultant at Philips Electronics. Claudia holds a Bachelor of Science degree from Fudan University and an M.B.A. in Finance from the University of Connecticut.