Terms of Use and Disclaimer

The material on this web site is owned by O'Shaughnessy Asset Management, L.L.C. (”OSAM”), an investment adviser registered with the Securities and Exchange Commission. This material is posted without regard to the specific investment objectives, financial situation, or particular needs of any visitor: all of these factors should be carefully considered, along with the risks, charges and expenses of any investment vehicle, before investing. This site is not a solicitation or an offer to buy or sell any securities or related financial instruments. There is no guarantee that any investment strategy or approach will be successful or achieve any particular level of results. All investment products involve risk of principal loss.

Visitors should not regard this site as a substitute for the exercise of their own judgment or for specific investment advice. Any opinions expressed at this site are subject to change without notice; OSAM is not under any obligation to update or keep current the information contained at this site. We recommend that you consult with a licensed, qualified professional before making any investment decisions. A prospective client of OSAM should review Part 2 of OSAM's Form ADV, as filed with the Securities and Exchange Commission. Download Part 2 of OSAM's Form ADV.

No Warranty or Guarantee Implied

While OSAM attempts to maintain this site from time to time, no warranty or guarantee is given regarding the accuracy, reliability, veracity, or completeness of the information provided here or by following links from this or any other page within our web site.

The information contained herein is based on sources we believe reliable, but its accuracy is not guaranteed. OSAM and/or its affiliates may at times have a position in the securities described herein. Commentary expresses opinions only. More complete information is available upon request. Past performance is no guarantee of future results.


Limitation of Liability

Neither OSAM nor its affiliates shall be liable for any incidental, indirect, consequential or special damages, including loss of revenue or income, pain and suffering, emotional distress that result from the use of, or the inability to use, the materials in this site, or similar damages even if they or any of them have been advised of the possibility of such damages.


Important Consumer Information

An investment adviser or its representative may only transact business in a particular state after licensure or satisfying the other regulatory requirements of that state, or only if they are excluded or exempted from the state's investment adviser or representative requirements, as the case may be.

Follow-up, individualized responses to consumers in a particular state by an investment adviser or representative that involve rendering personalized investment advice for compensation may not be made without first complying with the state's investment adviser or representative requirements, or pursuant to an applicable state exemption or exclusion.

For information concerning the licensure status or disciplinary history of an investment adviser or representative, a consumer should contact his or her state securities law administrator.

These Terms of Use shall be governed by and construed in accordance with the substantive laws of the State of Connecticut, without regard to such state's rules regarding conflicts of laws. By accessing this site, you agree that courts located in Connecticut shall have exclusive jurisdiction over all claims and actions arising out of or relating to these Terms of Use and/or your use of this site, and you further agree and submit to the exercise of personal jurisdiction of such courts and consent to extraterritorial service of process for the purpose of litigating any such claim or action.


The stylized letter “O” is a registered trademark of OSAM.

The statements on this page are qualified in their entirety by the disclaimers and limitations contained here.