Investment advisers, like all providers of personal financial services, are now required by law to inform their clients of their policies regarding privacy of client information. Investment advisers have been and continue to be bound by professional standards of confidentiality that are even more stringent than those required by law. Therefore, we have always protected your right to privacy.
We collect nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization.*
For current and former clients, we do not disclose any nonpublic personal information obtained in the course of our business except as required or permitted by law. Permitted disclosures include, for instance, providing information to our employees and, in limited situations, to unrelated third parties who need to know that information to assist us in providing services to you. In all such situations, we stress the confidential nature of information being shared.
We retain records relating to professional services that we provide so that we are better able to assist you with your professional needs and in some cases, to comply with professional guidelines. In order to guard your nonpublic personal information, we maintain physical, electronic and procedural safeguards that comply with our professional standards.
Please call if you have any questions, because your privacy, our professional ethics, and our ability to provide you with quality financial services are very important to us.
O'Shaughnessy Asset Management
6 Suburban Avenue
Stamford, CT 06901
* We also may collect nonpublic personal information about you obtained by cookies for the purpose of website analytics and/or internal marketing purposes. If you wish to opt-out of this type of visitor tracking please use this link: Click here to Opt Out.
The statements on this page are qualified in their entirety by the disclaimers and limitations contained here.